Investment Industry Regulatory Organization of Canada - PDFSEARCH.IO - Document Search Engine

Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
211	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-26 15:51:03 Financial economics Ontario Securities Commission Securities Commission of New Zealand Financial system Business Securities Financial regulation Investment Industry Regulatory Organization of Canada
212	Table of Contents \| Industry Profiles \| MDA \| Financials ANNUAL REPORT 2013–2014 Protecting investors and fostering fair, efficient and competitive capital markets across Canada. Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 10:46:03 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation High-frequency trading Ombudsman for Banking Services and Investments Financial economics Finance Business
213	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-21 17:11:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation
214	Report from the President and CEO Report from the President and CEO This Annual Report describes our regulatory priorities and how we are discharging our mandate in a dynamic and rapidly changing capital markets environ Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:00:09 Financial economics Investment Industry Regulatory Organization of Canada Canadian securities regulation Financial system Business Investment Non-reporting issuer Financial regulation Securities Self-regulatory organizations
215	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-03 10:46:04 Investment Industry Regulatory Organization of Canada Securities Banking in Canada S&P/TSX Composite Index Office of the Superintendent of Financial Institutions Canadian Imperial Bank of Commerce Credit rating agency Economy of Canada Financial regulation Canada
216	Financial Statements (in thousands of dollars) Investment Industry Regulatory Organization of Canada Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:22:38 Financial statements Fund accounting Income statement Balance sheet Universal Market Integrity Rules Net asset value Cash flow statement Amortization Capital expenditure Accountancy Finance Business
217	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-16 12:31:03 Investment Industry Regulatory Organization of Canada Securities Stock market TSX Venture Exchange Canadian securities regulation Financial economics Economy of Canada Canada Financial regulation
218	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-21 17:11:03 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation
219	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-08 14:51:05 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
220	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-06 15:31:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation

UPDATE